FINRA Regulated Brokers

When it comes to trading in U.S. financial markets, trust and integrity are paramount. FINRA (Financial Industry Regulatory Authority) is one of the most recognized and respected regulatory bodies overseeing the conduct of brokers and brokerage firms in the United States. For traders, choosing a FINRA regulated broker ensures a secure, transparent, and compliant trading environment.

What is FINRA?

The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization (SRO) that regulates and oversees broker-dealers, stockbrokers, and other entities in the U.S. financial industry. As the largest independent regulatory authority, FINRA plays a critical role in ensuring that brokers comply with federal securities laws and follow ethical standards in their interactions with clients.

FINRA is authorized by the U.S. Securities and Exchange Commission (SEC) to create and enforce rules that govern the behavior of brokers and firms, promoting transparency, fairness, and the protection of investors.

5 Best FINRA Regulated Brokers 2025

Start Trading

Full Review

Trive Investment B.V. delivers investment services through its investment platform. It has wholly owned subsidiaries spanning the globe from the United States to Europe, Africa, the Middle East, Indonesia, Australia,…

Headquarters :

British Virgin Islands

Founded :

2023

Trading Desk :

ECN

Regulation :

FCA, FINRA, ASIC, CMA, FSCA, FSC Mauritius

Leverage :

1:2000

Min Deposit :

$0

Platforms :

MT4, MT5

Forex.com

Full Review

Forex.com is a well-established forex broker that has been in operation since 1999. It is regulated by some of the most reputable financial authorities in the world, including the Financial…

Headquarters :

London, UK

Founded :

1999

Trading Desk :

ECN

Regulation :

Financial Conduct Authority (FCA), Cyprus Securities and Exchange Commission (CySEC), Australian Securities and Investments Commission (ASIC), Financial Services Commission (FSC) Mauritius, Israel Securities Authority (ISA), Securities and Exchange Board of India (SEBI)

Leverage :

Up to 1:500 for retail clients, up to 1:1000 for professional clients

Min Deposit :

$50

Platforms :

MetaTrader 4, MetaTrader 5, cTrader

Full Review

Established in 1997, Investrade Discount Securities is a leading online Forex broker. Investrade offers a full range of investment products such as Stocks, ETF’s, Mutual Funds, Fixed Income, Auto Trading…

Headquarters :

Founded :

1997

Trading Desk :

ECN/STP

Regulation :

Investrade Discount Securities, a division of Regal Securities, Inc. Member FINRA/SIPC

Leverage :

1:100

Min Deposit :

$25,000

Platforms :

WebTrader

OANDA

Full Review

OANDA Corporation is a well known FX broker in the US. trusted and regulated for over 25 years. OANDA is registered in the United States and offers a wide variety…

Headquarters :

United States

Founded :

1996

Trading Desk :

Market Maker

Regulation :

National Futures Association (NFA) and Commodity Futures Trading Commission (CFTC)

Leverage :

–

Min Deposit :

0

Platforms :

MT4 desktop, web and mobile, fxTrade Mobile, TradingView

Choosing a FINRA regulated broker offers a high level of investor protection and ensures that you’re trading within a well-regulated, ethical, and transparent environment. By adhering to strict standards of conduct, financial security, and investor protection, FINRA regulated brokers provide peace of mind to both new and experienced traders.

Before opening an account with any broker, always verify their FINRA registration status and ensure they comply with the relevant regulatory frameworks. This will help protect your investments and ensure that your trading experience is safe, secure, and transparent.